2003-Pearson Capital's 6 month performance review

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    •  We will open a personal account of any kind for you at TD Ameritrade (Waterhouse) (one of the largest institutions in the world). Your personal check(s) for opening the account(s), or when adding funds, are always made out to TD Ameritrade (never to us). These funds are immediately deposited into your TD Ameritrade (interest bearing) Money Market Fund while your Personal Wealth Account is built.

    •  Pearson Capital, Inc. does not have any kind of binding contract with you as many companies do. We don't have any consultation, advertising, entrance, or exit fees. We simply do not need them! If our clients at any time are not satisfied with our performance, why should we penalize them for leaving? Our objective is to do the very best for them. If anyone, for whatever reason, should decide to cancel his/her agreement, they could have their account closed or transferred within five business days! No penalties - No strings attached - No explanation needed!

    •   A "Management Agreement" that outlines your personal goals and objectives and describes your risk tolerance gives us the important personal information to make the right investment decisions for you. The "Limited Power of Attorney" enables us to trade (sell/buy) within your account. (We do not have access to our clients' assets!)

    •  Every holding within each account's portfolio will be viewed on a regular basis by our senior research team. Our analysts have many years of experience in the investment and stock research area. A proper allocation/diversification of stocks is a key to our success. Every single stock portfolio is customized to fit the client's needs.

    •  Pearson Capital, Inc. does not receive a commission, or in any way make a profit, on buying or selling your stocks! (Excessive and unnecessary trading only reduces the value of the account and is considered "churning"!) We are performance driven. We strive to meet our standards for excellence (performance) as we continue our partnership with you.

   •  Every purchase or sale of a commodity has a trading fee. The current per trade fee, payable to TD Waterhouse is $15.00. (Be aware of the fact that some companies are charging more than $50.00 per trade!) Our fee, paid quarterly, (1% of money under management annually - Click: Services) will be deducted automatically from your account unless otherwise instructed.

    •  We encourage anyone to call us with any investment related question. We do not use an automated telephone service. You will have the opportunity to speak with an investment advisor as a part of our service!

    •   Although the last two years were difficult for many investors, we believe Pearson Capital's strategy of growth with income has passed this hardship test with "flying colors"! (Many investment advisory firms and mutual funds were not so fortunate!

    •  When your accounts(s) are open, you will have the opportunity to access all your account data (performance status, trading history, form 1099, etc.) on line. You will also receive the Pearson Investment Letter monthly at no charge. It has been published since 1982; current subscription price is $150 per year.

    •   Any information you have provided to us is strictly confidential (See Privacy Policy). This information will in no way lead to unsolicited, unwanted phone calls. We also do not sell your name or address to a third party.

    •  We are successful because we do things differently. Does this sound too good to be true? Let us manage a portion of your assets for a reasonable period of time, then compare the results with your other investments! See it for your self!

Information in this web site is provided for informational/educational purposes only.


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