Pearson Capital Inc.- TD Ameritrade (Waterhouse) Account Application Forms

50 Years Of Investment Experience

Management
How do we do it
Mutual funds
PWA account
Our Success
IRA/401k-Update
Roth IRA
Traditional IRA
Education IRAs
Stock splits
Services
Investment Letter
IRA/FAQs
Seminars
PearsonCapital
Legal information
PCI E-mail

HOW TO OPEN AN ACCOUNT WITH US

1) Chose one (or more) of the Account Forms listed below ( scroll )

2) Complete (Print), and sign the form(s) needed

3) Complete (Print), and sign "Management Agreement" (8 pages)
(Current Clients - Complete (Print), and sign an Addendum)

5) Make account/deposits/check(s) to TD Ameritrade
    (former TD Waterhouse)
   or include a copy of a recent statement(s)along with a transfer application
   when transferring

6) Send the completed form(s), check(s) or statement(s) to:

Pearson Capital, Inc.
P.O.Box 3739, Apollo Beach, FL 33572

Toll Free: 800-510-0329
E-mail: PearsonCapital@aol.com (President-Donald Pearson)
or Pearsoncapital7@gmail.com (Account Manager-Ann Hathaway)

About TD Ameritrade (Waterhouse) Forms

IMPORTANT: Any fast Internet connection (broadband) is required to open and print all documents.
IMPORTANT: All files are in PDF format and require that Adobe Acrobat Reader 6.0 be installed on your PC in order to view and print forms.
To download Adobe Acrobat Reader 6.0, click on this ICON

Download Acrobat Reader free

You may complete the application(s) on line by typing the required information right on the forms, and print them or you may print them first, and then write the information requested.

Online Account Access Form (required for multiple account users only)

IRA Distribution/Withholding Form

Account Application (Individual and Joint Tenants)

Personal Trust Account Application

Corporate Account Application

Retirement Trust Account Application

Traditional IRA Application

Rollover IRA Application

Roth IRA Application

Roth IRA Application (conversion from a Traditional IRA)

Coverdell Education Savings Account Application (Education IRA)

SEP IRA Application

Account Transfer Form (all transfers)

Authorization to Mail Proxies to Financial Advisor
(Stop annual reports/bulk mail)

New Clients - PCI's Investment Management Agreement
(View or print Pearson Capital's Management Agreement)
(IMPORTANT: Please print all 8 pages, sign, date and return to PCI )

Current Clients - Complete (Print), and sign:
"Management Agreement Addendum A" (1 Page)

Current Clients - Complete (Print), and sign:
"Management Agreement Addendum B" (1 Page)

2008-Regulatory updates and/or our company policies/Management Fees

Form ADV Part II (Uniform Application for Investment Adviser Registration)

Pearson Capital - Schedule F

Margin Accounts Disclosure

A Practical Guide To Substantially Equal Periodic
Payments And Internal Revenue Code §72(t)

New Uniform Life Expectancy Table
Single Life Tables for Beneficiaries